Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Bernard Gallagher is a financial advisor with over 25 years of experience in the financial services industry. Warren Gallagher is a Certified Financial Planner™ professional, currently registered with Private Advisor Group, LLC. Warren Bernard Gallagher has held past registrations with several other firms including First Allied Securities, Inc., Wachovia Securities, LLC, Salomon Smith Barney Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Gilmore Securities & Co., and Gruntal & Co. Incorporated. Warren Gallagher provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
01/29/2018 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NJ
07/03/2003 - 06/01/2016
FIRST ALLIED SECURITIES, INC. (FAIRFIELD NJ)
MO
05/30/2001 - 07/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/21/1998 - 05/24/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/29/1995 - 10/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/18/1995 - 07/26/1995
GILMORE SECURITIES & CO. (FORT LEE NJ)
NY
12/14/1994 - 04/18/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 10/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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