Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Scott is a financial advisor with over 30 years of experience in the industry. Warren has worked with B. Riley Wealth Advisors, Inc. since 2010. Prior to joining B. Riley, Warren worked at Morgan Keegan & Company, Inc. from 1988-2010 and Brenner Steed, Inc. from 1987-1987. Warren is registered to provide investment advice in Alabama, Arkansas, District of Columbia, Florida, Georgia, Louisiana, Mississippi, Tennessee, Texas, and Virginia. Warren holds a Series 3, 7, and 66 securities license. He is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
07/26/2022 - Present
B. Riley Wealth Advisors, Inc. (Memphis TN)
TN
06/13/1988 - 05/27/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
09/24/1987 - 12/31/1987
BRENNER STEED, INC.
BOTH
Issued 10/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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