Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Allen Paquin is a financial advisor with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Warren is a registered representative with over 5 years of experience in the financial services industry. Warren is a Series 66, 24, 10, 9, 99TO, 7TO, and SIE licensed professional. Warren is registered with the Securities and Exchange Commission and FINRA. Warren is also registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/03/2020 - Present
Raymond James & Associates, Inc. (St. Petersburg FL)
FL
12/14/2018 - 12/13/2019
EDWARD JONES (BRADENTON FL)
BOTH
Issued 03/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/13/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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