Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Alan Marmorstein is an Investment Advisor Representative with Kovack Advisors, Inc. Warren Marmorstein is registered with 10 states including Arizona, Connecticut, Florida, and New York. Warren Marmorstein has been in the financial industry for over 20 years. Warren Marmorstein also holds the following licenses: Series 6, Series 7, Series 24, Series 66, Series 6TO, and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/23/2012 - Present
Kovack Advisors, Inc. (BOCA RATON FL)
FL
10/14/2008 - 06/20/2012
BROOKSTONE SECURITIES, INC. (BOCA RATON FL)
FL
06/05/2006 - 10/07/2008
INDEPENDENT FINANCIAL GROUP, LLC (BOCA RATON FL)
FL
08/26/2004 - 02/15/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOCA RATON FL)
CA
09/30/1996 - 02/09/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 01/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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