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Warner Colin Mandel

Rothschild & Co. US Inc.

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About Warner Colin Mandel

Warner Mandel is an investment banking registered representative at Rothschild & Co. US Inc. Warner has been in the securities industry since 11/18/2022 and has passed the Series 79TO and SIE exams. Warner is based in New York, NY.

Firm Information

Warner Mandel is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Warner Mandel’s Registration & Firm History

NY

11/18/2022 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/18/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Warner Colin Mandel.
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