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Wardell Littles

Pruco Securities, LLC

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About Wardell Littles

Wardell Littles is a financial professional with over 4 years of experience in the financial services industry. Wardell is currently registered with Pruco Securities, LLC. Previously Wardell was with MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Wardell holds licenses including Series 63, 6TO and SIE. Wardell has a strong track record of providing personalized financial advice to individuals and families.

Firm Information

Wardell Littles is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Wardell Littles’s Registration & Firm History

MI

11/22/2023 - Present

Pruco Securities, LLC (TROY MI)

MI

02/14/2023 - 11/21/2023

MML INVESTORS SERVICES, LLC (Southfield MI)

MI

08/26/2019 - 10/28/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TROY MI)

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Licenses & Designations

BC

Issued 12/05/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wardell Littles. Review regulatory record here.
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