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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ward? Claim Your ProfileWard Pendleton is a registered investment advisor representative for Morgan Stanley with offices in Sugar Land, TX. Ward has been in the industry since 1979. His previous roles included working at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc., both also in Sugar Land, TX. Ward is licensed in 27 states, including Texas, California, Florida, New York and Illinois. Ward holds a variety of licenses and registrations including Series 3, 5, 7, 15, 63, and 65. Ward Pendleton also has experience in various areas of financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Sugar Land TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SUGARLAND TX)
TX
10/24/1979 - 04/02/2007
MORGAN STANLEY DW INC. (SUGARLAND TX)
IA
Issued 10/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 02/14/1983
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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