Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ward? Claim Your ProfileWard David Goldberg is a financial advisor registered with Cetera Investment Advisers LLC. Ward has been in the industry since 2011 and holds Series 7, Series 63, and Series 66 licenses. Ward has experience in providing financial planning, portfolio management, and other advisory services to a variety of clients including individuals, businesses, and institutions. Ward is a registered representative of Cetera Advisor Networks LLC. Ward has previously worked with Securian Financial Services, Inc., CitiCorp Investment Services, CitiCorp Financial Services, Inc., Dean Witter Reynolds Inc., Commonwealth Associates, Gruntal & Co. Incorporated, Oppenheimer & Co., Inc., McLaughlin, Piven, Vogel Inc., and Allied Wealth Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/10/2023 - Present
Cetera Investment Advisers LLC (UNIONDALE NY)
NY
11/18/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (UNIONDALE NY)
NA
06/01/1992 - 03/23/1993
CITICORP INVESTMENT SERVICES
NA
02/27/1992 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
06/13/1989 - 01/27/1990
DEAN WITTER REYNOLDS INC.
NA
03/07/1989 - 04/01/1989
COMMONWEALTH ASSOCIATES
NA
11/10/1988 - 01/26/1989
GRUNTAL & CO. INCORPORATED
NA
04/24/1987 - 11/28/1988
OPPENHEIMER & CO., INC.
NA
05/12/1986 - 05/02/1987
DEAN WITTER REYNOLDS INC.
NA
01/21/1986 - 05/15/1986
MCLAUGHLIN, PIVEN, VOGEL INC.
BOTH
Issued 3/4/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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