Unclaimed
Wanda Susan Roker is a financial professional with over 20 years of experience in the industry. Wanda currently works for Wells Fargo Clearing Services, LLC as a Registered Representative. Wanda has a broad range of experience in the financial services industry. Wanda has held previous positions with Wachovia Securities, LLC and Wells Fargo Advisors LLC, where she served as a Financial Advisor. Wanda has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice. Wanda has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/05/2012 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MO
06/15/2001 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 02/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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