Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wanda? Claim Your ProfileWanda Amos is a registered investment advisor representative with Next Financial Group, Inc. Wanda has been in the industry since 1994 and has a wide range of experience. Wanda holds licenses in 53 states and is a registered principal. Wanda has a strong focus on providing financial planning services and portfolio management. Wanda also has experience in pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
04/30/2012 - Present
Next Financial Group, Inc. (HOUSTON TX)
TX
12/10/2007 - 03/23/2012
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
02/27/2006 - 11/02/2006
COMPASS BROKERAGE, INC. (HOUSTON TX)
CA
06/17/2004 - 02/15/2006
STARLIGHT INVESTMENTS, LLC (BERKELEY CA)
TX
07/31/1997 - 06/26/2003
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
06/06/1995 - 04/28/1997
BANK UNITED SECURITIES CORP. (HOUSTON TX)
SC
04/14/1994 - 06/02/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/11/1992 - 09/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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