Unclaimed
Wanda Sosa is a registered representative with Empower Financial Services, Inc., a financial services firm. Wanda has been working in the securities industry since May 2019. Wanda holds the Series 63, SIE, and Series 6TO licenses. Wanda is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/14/2019 - Present
Empower Financial Services, Inc. (ANDOVER MA)
BC
Issued 05/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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