Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wanda? Claim Your ProfileWanda Gayle Sisk is a registered investment advisor representative with UBS Financial Services Inc. Wanda has been in the financial services industry for over 23 years. She has passed the Series 63, Series 7, Series 9 and Series 10 exams. She is registered with the state of Tennessee and is a registered representative of UBS Financial Services Inc. Wanda's previous experience includes positions at Raymond James & Associates, Inc., Morgan Keegan & Company, Inc. and J.C. Bradford & Co. Wanda is a business owner and owns a property in Nashville, Tennessee, with her husband, sister, and brother-in-law.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/02/2016 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
TN
02/13/2013 - 04/08/2016
RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)
TN
01/31/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
08/14/2000 - 01/30/2007
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
NY
11/02/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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