Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wan? Claim Your ProfileWan Joung Kim is a financial advisor with over 20 years of experience in the financial services industry. Wan is currently registered with DFA Securities LLC in Austin, Texas, where they have been employed since February 25, 2020. Wan has a strong background in securities trading and investment management. Previously, Wan worked for BNP Paribas Securities Corp., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., and Goldman, Sachs & Co. Wan holds the Series 7, Series 63, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/25/2020 - Present
DFA Securities LLC (AUSTIN TX)
NY
03/01/2019 - 12/09/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/01/2008 - 11/06/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/22/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/12/1997 - 01/31/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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