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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walton? Claim Your ProfileWalton Edward Brown is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 16 years of experience in the industry. Walton is registered with both BrokerCheck and Investment Adviser Public Disclosure and is currently licensed in California and Illinois. Walton has worked for multiple well-known financial firms including J.P. Morgan Securities LLC, Charles Schwab & Co., Inc., and Salomon Smith Barney Inc. Walton has passed multiple securities exams including Series 6, 7, 63, and 65. Walton is a highly experienced and qualified advisor who has worked with a variety of clients, including high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Walton provides a range of services, including portfolio management, performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/23/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAKLAND CA)
CA
07/08/2014 - 08/24/2015
J.P. MORGAN SECURITIES LLC (MENLO PARK CA)
TX
05/15/2002 - 08/09/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/13/2000 - 04/03/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/21/1998 - 10/19/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/18/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/05/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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