Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Wolf Chayes has been in the securities industry since September 25, 1984. Walter is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative. Walter is also a registered Investment Advisor Representative in Texas. Walter has passed the Series 63, Series 65, Series 7, and Series 9, Series 10, and Series 8 exams. Walter also holds the Series SIE exam. Walter has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since July 1984 and Bank of America, N.A. since May 2011. Walter has a professional affiliation with the El Paso Holocaust Museum. Walter has been a member of the Board of Directors since March 2014. Walter is registered in 38 states. Walter has a client count of 1,696,578 clients with assets under management of $1,271,593,679,276.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/18/1984 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EL PASO TX)
IA
Issued 05/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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