Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Ware Wood is a financial advisor based in Covington, KY. Walter has been in the financial services industry since 2007. Walter is currently registered with Mutual of America Securities LLC, and previously with Royal Alliance Associates, Inc., ProEquities, Inc., Raymond James & Associates, Inc., Fidelity Brokerage Services LLC and Morgan Keegan & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
04/13/2022 - Present
Mutual OF America Securities LLC (Covington KY)
AL
04/07/2020 - 04/06/2022
ROYAL ALLIANCE ASSOCIATES, INC. (BIRMINGHAM AL)
AL
12/13/2017 - 07/29/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
OH
03/05/2015 - 12/28/2015
RAYMOND JAMES & ASSOCIATES, INC. (CINCINNATI OH)
KY
02/27/2012 - 12/01/2014
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
AL
03/23/2010 - 01/31/2012
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
IL
07/30/2007 - 03/19/2010
FIDELITY BROKERAGE SERVICES LLC (ORLAND PARK IL)
IA
Issued 05/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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