Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Vincent Nelson is a financial advisor at Arete Wealth Advisors, LLC with over 10 years of experience in the industry. Walter has served clients in various capacities, including as a Registered Representative and Investment Advisor Representative, with prior experience at firms like Fidelity Brokerage Services LLC, Edward Jones and Park Avenue Securities LLC. Walter is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 63 and 66 licenses. Walter is also an Investment Advisor Representative registered in multiple states. Walter specializes in providing a range of investment advisory services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Walter is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
07/21/2020 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
TX
03/28/2019 - 08/03/2020
PARK AVENUE SECURITIES LLC (DALLAS TX)
TX
11/14/2012 - 05/05/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
MO
08/22/2012 - 10/29/2012
EDWARD JONES (ST. LOUIS MO)
RI
09/01/1993 - 08/21/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 04/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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