Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Vincen Cumiford is a registered investment advisor and has been working in the industry for over 20 years. Walter is currently affiliated with LPL Financial LLC, where Walter has been since October 2009. Walter has been licensed in 17 states and has a wide range of experience in the financial services industry. Previously, Walter worked at CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES and CAL FED INVESTMENTS. Walter has a broad range of certifications and is a Series 66, Series 24, SIE, and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/07/2009 - Present
LPL Financial LLC (CLOVIS CA)
CA
05/29/2007 - 10/29/2009
CITIGROUP GLOBAL MARKETS INC. (MADERA CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (FRESNO CA)
CA
10/17/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
KS
08/04/2000 - 08/23/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 08/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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