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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Thomas Rich is a financial advisor with B. Riley Wealth Advisors, Inc. located in Fairfield, CT. Walter Rich has been in the financial industry since 2002 and has held positions at various firms including ALPS Distributors, Inc. and AXA Advisors, LLC. Walter Rich holds FINRA Series 66, Series 7 and SIE licenses and is registered to offer investment advice in Connecticut. Walter Rich specializes in providing financial planning, portfolio management, and educational seminars to clients. Walter Rich also has experience in pension consulting and selection of other advisors. Walter Rich is a Managing Partner at Landing Point Advisors, an advisory business located at the same address as B. Riley Wealth Advisors, Inc. Walter Rich is also a Managing Director at Lantern Private Wealth, LLC, a bill paying entity for bookkeeping purposes only.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
12/20/2019 - Present
B. Riley Wealth Advisors, Inc. (Fairfield CT)
CT
07/22/2022 - 11/28/2022
B. RILEY WEALTH MANAGEMENT (Madison CT)
CT
01/02/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (MADISON CT)
CO
01/02/2014 - 06/04/2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
CO
01/16/2008 - 12/31/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
MA
02/22/2006 - 11/27/2007
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
03/05/2002 - 09/01/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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