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Walter Thomas McDonough

Mizuho Securities USA LLC

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About Walter Thomas McDonough

Walter McDonough is a financial professional with over 30 years of experience in the industry. Walter is currently registered with Mizuho Securities USA LLC and is Series 7, 24, 55, 57TO, and 63 licensed. Walter has previously worked for firms like Soleil Securities Corporation, Labranche Financial Services, LLC, Pulse Trading, INC., and Prudential Equity Group, LLC. Walter is licensed in all 50 states and the District of Columbia.

Firm Information

Walter McDonough is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter McDonough’s Registration & Firm History

MA

02/03/2011 - Present

Mizuho Securities USA LLC (BOSTON MA)

MA

02/23/2009 - 01/25/2011

SOLEIL SECURITIES CORPORATION (BOSTON MA)

MA

08/13/2008 - 02/17/2009

LABRANCHE FINANCIAL SERVICES, LLC (BOSTON MA)

MA

09/07/2006 - 12/19/2006

PULSE TRADING, INC. (BOSTON MA)

MA

04/15/2002 - 04/07/2006

PRUDENTIAL EQUITY GROUP, LLC (BOSTON MA)

NY

04/11/2000 - 03/21/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

02/07/1997 - 04/10/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

04/17/1993 - 01/07/1997

NEEDHAM & COMPANY, INC. (NEW YORK NY)

NY

03/20/1990 - 04/05/1993

ADAMS, HARKNESS & HILL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Walter Thomas McDonough.
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