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Walter Thomas Bross

Strategic Advisory Services

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About Walter Thomas Bross

Walter Thomas Bross has been a registered investment advisor since 1993, currently working with Strategic Advisory Services. Prior to that, Walter Thomas Bross worked with LPL FINANCIAL LLC, UBS FINANCIAL SERVICES INC., THE ROBINSON-HUMPHREY COMPANY INC., LEHMAN BROTHERS INC., and REYNOLDS SECURITIES, INC.. Walter Thomas Bross has extensive experience in the financial services industry and has worked with many different clients over the years, including individuals, charitable organizations, and high-net-worth individuals.

Firm Information

Walter Bross is currently registered with Strategic Advisory Services. Strategic Advisory Services is a registered investment advisor with the SEC based in Memphis, TN. They have 3 licensed agents, 10 investment advisor representatives, 6 registered representatives, 10 investment advisory functions, and 4 advisor representatives for other investment advisors. They provide advisory services in portfolio management for individuals, selection of other advisers, and other services that include derivatives involving covered call option strategies. They manage approximately $177,512,000 in discretionary assets for 525 accounts. Their client base consists of 47 high-net-worth individuals, 140 individuals other than high-net-worth, and 2 charitable organizations.
Strategic Advisory Services

6465 QUAIL HOLLOW ROAD

MEMPHIS, TN 38120

$177.51M

Assets Under Management

120

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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derivatives involving covered call option strategies

Derivatives involving covered call option strategies

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Walter Bross’s Registration & Firm History

TN

06/29/2022 - Present

Strategic Advisory Services (MEMPHIS TN)

TN

06/27/2022 - 01/19/2023

LPL FINANCIAL LLC (MEMPHIS TN)

TN

05/20/1993 - 07/19/2022

UBS FINANCIAL SERVICES INC. (MEMPHIS TN)

GA

10/12/1973 - 06/21/1993

THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)

NY

07/06/1988 - 06/18/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

07/01/1970 - 12/14/1973

REYNOLDS SECURITIES, INC.

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Licenses & Designations

IA

Issued 11/02/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/25/1978

Series 12 - NYSE Branch Manager Examination

BC

Issued 09/13/1977

Series 4 - Registered Options Principal Examination

BC

Issued 05/15/1974

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1985

Series 15 - Foreign Currency Options Examination

BC

Issued 08/05/1982

Series 3 - National Commodity Futures Examination

BC

Issued 10/26/1981

Series 5 - Interest Rate Options Examination

BC

Issued 04/24/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Walter Thomas Bross.
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