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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Shields is a financial advisor with Morgan Stanley. Walter has over 6 years of experience in the financial services industry and has a strong track record of success in helping clients achieve their financial goals. Walter holds the Series 3, 4, 7, 9, 10, and 66 licenses, and is registered with the state of Illinois and Texas. Walter is committed to providing his clients with personalized financial advice and guidance that is tailored to their unique needs. Walter is also an active member of the community and is involved in a number of charitable organizations. Walter is passionate about helping people achieve their financial dreams and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
10/02/2023 - Present
Morgan Stanley (Chicago IL)
IL
06/15/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
11/10/2021 - 06/14/2022
ROBINHOOD FINANCIAL, LLC (Chicago IL)
IL
09/22/2020 - 11/14/2021
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
08/23/2019 - 08/14/2020
EDWARD JONES (Lockport IL)
IL
05/09/2011 - 01/02/2014
G-BAR LIMITED PARTNERSHIP (CHICAGO IL)
BOTH
Issued 09/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/09/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2020
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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