Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Story Twetten is a financial advisor registered in 22 states. Walter has been working in the financial industry since September 25, 1995, and is currently registered with Stifel, Nicolaus & Company, Inc. Walter's previous employers include Ryan Beck & Co., Wachovia Securities, LLC, Prudential Securities Incorporated, and Dean Witter Reynolds Inc. Walter's specializations include investment clubs, insurance companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Walter offers a variety of financial planning services to his clients, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/05/2007 - Present
Stifel, Nicolaus & Company, Inc. (NAPLES FL)
MD
11/22/2004 - 06/05/2007
RYAN BECK & CO. (BALTIMORE MD)
MO
07/01/2003 - 11/29/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/11/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/26/1995 - 05/20/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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