Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Spencer Robertson III is a registered investment advisor representative with Brockenbrough. Walter Spencer Robertson III has been in the industry since March 2, 2003. Walter Spencer Robertson III is also a registered principal with Brockenbrough. Walter Spencer Robertson III is registered in Virginia and Maryland. Walter Spencer Robertson III has experience with Sterne, Agee & Leach, Inc., CARY STREET PARTNERS, and CLEARVIEW CORRESPONDENT SERVICES, LLC. Walter Spencer Robertson III has passed the Series 7, Series 9, Series 10, Series 24, Series 63, and Series 66 exams. Walter Spencer Robertson III specializes in providing financial planning, selection of other advisers, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
08/04/2017 - Present
Brockenbrough (richmond VA)
VA
06/29/2016 - 06/04/2018
CARY STREET PARTNERS (RICHMOND VA)
VA
10/08/2012 - 08/10/2015
STERNE, AGEE & LEACH, INC. (RICHMOND VA)
VA
09/12/2007 - 04/13/2012
CLEARVIEW CORRESPONDENT SERVICES, LLC (RICHMOND VA)
VA
10/18/2001 - 04/13/2012
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
BOTH
Issued 08/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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