Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Semeniak is a financial advisor with Innovation Partners LLC in CHARLOTTE, NC. Walter has been in the financial industry for over 40 years. His current registration is with FINRA, as well as the states of Florida and New York. Walter holds the Series 6 and Series 26 licenses and the SIE exam. Walter's previous experience includes working with NYLIFE SECURITIES LLC, WOODMEN FINANCIAL SERVICES, INC., MML INVESTORS SERVICES, LLC, LEIGH BALDWIN & CO., LLC, TOWER SQUARE SECURITIES, INC., ADVANTAGE CAPITAL CORPORATION, TRAVELERS EQUITIES SALES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
05/21/2024 - Present
Innovation Partners LLC (CHARLOTTE NC)
NY
04/26/2019 - 05/21/2024
NYLIFE SECURITIES LLC (UTICA NY)
NY
04/01/2015 - 03/26/2019
WOODMEN FINANCIAL SERVICES, INC. (UTICA NY)
NY
09/17/2013 - 12/11/2014
MML INVESTORS SERVICES, LLC (UTICA NY)
NY
01/03/2002 - 11/21/2012
LEIGH BALDWIN & CO., LLC (UTICA NY)
CA
03/05/1996 - 12/31/2001
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
08/15/1994 - 03/06/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
08/28/1993 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NY
04/13/1982 - 07/02/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/13/1982 - 07/02/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 04/24/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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