Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Scott Thomas is an active investment advisor representative at Truist Advisory Services, Inc. Walter Scott Thomas has been in the industry since March 17, 2000. Walter Scott Thomas's professional experience includes previous roles at J.P. MORGAN SECURITIES LLC, WELLS FARGO CLEARING SERVICES, LLC, CITY NATIONAL SECURITIES, INC., WELLS FARGO ADVISORS, LLC, and FIRST UNION BROKERAGE SERVICES, INC. Walter Scott Thomas holds Series 6, 7, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/18/2024 - Present
Truist Advisory Services, Inc. (NEW YORK NY)
NY
06/16/2022 - 01/03/2024
J.P. MORGAN SECURITIES LLC (New York NY)
NY
08/13/2019 - 06/09/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
10/26/2011 - 07/03/2019
CITY NATIONAL SECURITIES, INC. (New York NY)
NY
10/01/2000 - 09/20/2011
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NC
12/14/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 01/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Walter Thomas is the right advisor for you? Invested Better is here to help.
