Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Pollard is a financial advisor with over 20 years of experience in the financial services industry. Walter is currently registered with Edward Jones and is also registered with the state of Missouri. Walter holds multiple securities licenses, including Series 6, 7, 9, 10, 24, 26, 63, and 65. Walter's previous experience includes time with AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Copeland Equities, Inc., Ryback Management Corporation, Walnut Street Securities, Inc., Nationwide Advisory Services, Inc., and Tri-Merica Securities Corporation. Walter's experience allows Walter to provide a wide range of financial services to individuals and families, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
10/24/2007 - Present
Edward Jones (ST LOUIS MO)
MO
12/07/1999 - 10/05/2007
AXA ADVISORS, LLC (CLAYTON MO)
NY
12/07/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
10/07/1998 - 01/21/1999
COPELAND EQUITIES, INC. (SOMERSET NJ)
MO
12/05/1996 - 09/28/1998
RYBACK MANAGEMENT CORPORATION (ST. LOUIS MO)
CA
12/05/1995 - 04/03/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
OH
08/16/1995 - 11/07/1995
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IL
05/30/1995 - 06/22/1995
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
MO
09/06/1994 - 05/02/1995
RYBACK MANAGEMENT CORPORATION (ST. LOUIS MO)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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