Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Roudley Cook is a financial advisor currently registered with Stonehaven, LLC. Walter has been in the industry since 2016 and holds Series 63, SIE, and Series 7 licenses. Walter previously worked for Tangent Capital Partners, LLC in Short Hills, NJ and CGIS Securities LLC in Miami, FL. Walter is currently licensed in California, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/02/2024 - Present
Stonehaven, LLC (NEW YORK NY)
NJ
10/31/2016 - 01/03/2024
TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)
FL
10/10/2012 - 08/01/2013
CGIS SECURITIES LLC (MIAMI FL)
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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