Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Keay is a financial professional with over 30 years of experience in the securities industry. Walter is currently registered with Pickwick Capital Partners, LLC in White Plains, New York. Prior to joining Pickwick Capital Partners, LLC, Walter was a registered representative at Dominick & Dominick LLC, Jesup & Lamont Securities Corp, Westminster Securities Corporation, Bannockburn Partners, LLC, Knickerbocker Securities, Inc, Keane Securities Co., Inc., Deak- Perera Securities, Inc, Akroyd & Smithers Incorporated, and T.J. Sullivan & Co., Inc. Walter is also registered to sell securities in New York and Pennsylvania. Walter holds the Series 1, 7, 18, 24, 40, 52TO, 79TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2011 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
PA
04/21/2008 - 03/23/2011
DOMINICK & DOMINICK LLC (PINEVILLE PA)
NY
12/20/2006 - 04/24/2008
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
11/17/2004 - 12/20/2006
WESTMINSTER SECURITIES CORPORATION (NEW YORK NY)
NY
09/10/2004 - 10/29/2004
BANNOCKBURN PARTNERS, LLC (SYOSSET NY)
NY
04/07/1989 - 10/07/1999
KNICKERBOCKER SECURITIES, INC. (NEW YORK NY)
NA
01/18/1985 - 08/09/1988
KEANE SECURITIES CO., INC.
NA
09/10/1984 - 01/02/1985
DEAK- PERERA SECURITIES, INC.
NA
01/28/1983 - 05/09/1984
AKROYD & SMITHERS INCORPORATED
NA
11/16/1981 - 10/13/1982
T.J. SULLIVAN & CO., INC.
BC
Issued 03/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/24/1968
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1977
Series 18 - Securities Industry Rules and Regulations Examination
BC
Issued 09/17/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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