Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Rocco Kukowski is a financial advisor with over 27 years of experience in the securities industry. Walter is currently registered with Santander Securities LLC and is a registered representative in 16 states. Walter also holds Series 7, 55, 63, and 65 licenses and the SIE exam. Walter has previously worked with Wells Fargo Advisors, LLC, PNC Investments, and several other firms. Walter specializes in providing financial planning services, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
05/16/2014 - Present
Santander Securities LLC (Manalapan NJ)
NJ
03/06/2009 - 04/30/2014
WELLS FARGO ADVISORS, LLC (HIGHLAND PARK NJ)
NJ
04/03/2006 - 03/06/2009
PNC INVESTMENTS (HOLMDEL NJ)
MA
10/20/2004 - 03/31/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/18/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/12/1999 - 01/13/2004
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
AZ
04/29/1998 - 04/22/1999
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
10/08/1997 - 11/25/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
05/16/1996 - 10/14/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
12/20/1995 - 05/09/1996
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
06/16/1994 - 12/19/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
11/29/1993 - 06/30/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
01/24/1989 - 02/03/1989
INVESTORS CENTER, INC.
IA
Issued 07/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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