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Walter Richard Litchfield

Nylife Securities LLC

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About Walter Richard Litchfield

Walter Litchfield is a financial professional with over 30 years of experience in the financial services industry. Walter is currently registered with Nylife Securities LLC and holds a Series 6 and Series 63 license. Walter is registered in Arkansas, Colorado, Oklahoma, Washington and Wyoming. Walter has a strong background in investment company products and variable contracts. Walter is committed to providing clients with personalized financial advice and guidance.

Firm Information

Walter Litchfield is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Litchfield’s Registration & Firm History

CO

08/13/1993 - Present

Nylife Securities LLC (FORT COLLINS CO)

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Licenses & Designations

BC

Issued 11/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Walter Richard Litchfield. Review regulatory record here.
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