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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Richard Davis is a financial advisor with over 38 years of experience in the financial services industry. Walter Richard Davis is currently registered with Robert W. Baird & Co. Inc. and has previously worked with FIRST UNION SECURITIES, INC. and PRINCIPAL FINANCIAL SECURITIES,INC.. Walter Richard Davis is licensed in 40 states and holds multiple industry credentials including Series 63, Series 65, Series 7, Series 8, Series 9, Series 10 and SIE. Walter Richard Davis specializes in portfolio management, financial planning and provides advisory services to individual clients, businesses, charitable organizations and pension funds. Walter Richard Davis has a strong track record of providing investment advice to individuals, families and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
06/06/2018 - Present
Robert W. Baird & Co. Inc. (Dallas TX)
MO
05/11/1998 - 08/15/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
11/22/1983 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
Issued 06/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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