Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Rey Cinocco is a financial advisor with over 29 years of experience in the industry. Walter is currently registered with LPL Financial LLC and has offices in Colorado Springs, CO. Prior to joining LPL Financial LLC, Walter was associated with several other firms including Edward Jones, Securities Management & Research, Inc., Intersecurities, Inc., Waddell & Reed, Inc., WS Griffith Securities, Inc., Ameritas Investment Corp., Equity Services, Inc., W. S. Griffith & Co., Inc., Phoenix Equity Planning Corporation and New England Securities. Walter holds several securities licenses, including Series 7, Series 6, Series 63 and Series 66. Walter's specializations include retirement planning, college savings, estate planning, insurance, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CO
02/01/2018 - Present
LPL Financial LLC (COLORADO SPRINGS CO)
CO
03/14/2006 - 09/01/2010
EDWARD JONES (CASTLE ROCK CO)
IA
08/12/2004 - 03/03/2005
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
FL
05/21/2002 - 09/26/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
KS
12/06/2001 - 05/13/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
CT
05/28/1998 - 11/21/2001
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NE
09/23/1997 - 04/09/1998
AMERITAS INVESTMENT CORP. (LINCOLN NE)
VT
05/31/1996 - 09/22/1997
EQUITY SERVICES, INC. (MONTPELIER VT)
CT
07/30/1993 - 01/23/1996
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
02/03/1993 - 07/30/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
02/24/1992 - 12/22/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 07/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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