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Walter Raymond Hays

Cetera Investment Advisers LLC

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About Walter Raymond Hays

Walter Raymond Hays is a financial advisor who has been in the industry for over 22 years. Walter is currently registered with Cetera Investment Advisers LLC and has held past registrations with LPL Financial LLC and Ameriprise Financial Services, Inc. Walter is a Certified Financial Planner™ and holds several licenses, including Series 7, Series 24, and Series 66. Walter is also a Registered Investment Advisor and is registered in multiple states. Walter has experience providing financial planning, portfolio management, and other advisory services to a variety of clients, including individuals, families, businesses, and retirement plans.

Firm Information

Walter Hays is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

5035 BLUEBONNET BLVD STE A

BATON ROUGE, LA 70809

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Walter Hays’s Registration & Firm History

LA

06/29/2023 - Present

Cetera Investment Advisers LLC (BATON ROUGE LA)

LA

07/31/2009 - 05/19/2022

LPL FINANCIAL LLC (BATON ROUGE LA)

LA

04/24/2000 - 08/03/2009

AMERIPRISE FINANCIAL SERVICES, INC. (BATON ROUGE LA)

MN

04/24/2000 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 6/19/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/17/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Raymond Hays.
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