Unclaimed
Walter Raymond Hays is a financial advisor who has been in the industry for over 22 years. Walter is currently registered with Cetera Investment Advisers LLC and has held past registrations with LPL Financial LLC and Ameriprise Financial Services, Inc. Walter is a Certified Financial Planner™ and holds several licenses, including Series 7, Series 24, and Series 66. Walter is also a Registered Investment Advisor and is registered in multiple states. Walter has experience providing financial planning, portfolio management, and other advisory services to a variety of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
06/29/2023 - Present
Cetera Investment Advisers LLC (BATON ROUGE LA)
LA
07/31/2009 - 05/19/2022
LPL FINANCIAL LLC (BATON ROUGE LA)
LA
04/24/2000 - 08/03/2009
AMERIPRISE FINANCIAL SERVICES, INC. (BATON ROUGE LA)
MN
04/24/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 6/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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