Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Paul Shoczolek is a financial advisor who has been in the industry since 2007. Walter is currently registered with SPC as a Registered Representative and Investment Advisor Representative. Walter also has previous experience with Avantax Investment Services, Inc.. Walter holds the Series 6, Series 7, and Series 63 licenses, as well as the SIE and Series 65 licenses. Walter has a strong focus on financial planning and portfolio management for individuals and businesses. Walter's firm, SPC, has over 34,000 clients and manages over $5 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
09/20/2023 - Present
SPC (ANN ARBOR MI)
NJ
10/24/2007 - 10/02/2023
AVANTAX INVESTMENT SERVICES, INC. (WILDWOOD CREST NJ)
IA
Issued 08/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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