Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Keay is a financial advisor who has been in the industry since August 20, 1991. Walter is currently registered with Pickwick Capital Partners, LLC and has previously held positions at DOMINICK & DOMINICK LLC, JESUP & LAMONT SECURITIES CORP, WESTMINSTER SECURITIES CORPORATION, BANNOCKBURN PARTNERS, LLC, RM STARK & CO INC., DIRKS & COMPANY, INC., SECURITY CAPITAL TRADING, INC., KNICKERBOCKER SECURITIES, INC., and KEANE SECURITIES CO., INC. Walter holds licenses to operate as a broker-dealer in New Jersey, New York, and North Carolina. Walter has earned the Series 63, 66, 7, 24, 52, 79, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2011 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
04/30/2008 - 03/23/2011
DOMINICK & DOMINICK LLC (NEW YORK NY)
NY
12/20/2006 - 04/24/2008
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NC
11/17/2004 - 12/20/2006
WESTMINSTER SECURITIES CORPORATION (DURHAM NC)
NY
12/20/2003 - 10/29/2004
BANNOCKBURN PARTNERS, LLC (SYOSSET NY)
FL
07/20/2000 - 11/19/2001
RM STARK & CO INC. (LAKE WORTH BEACH FL)
NY
02/10/2000 - 07/14/2000
DIRKS & COMPANY, INC. (NEW YORK NY)
NY
10/14/1999 - 01/28/2000
SECURITY CAPITAL TRADING, INC. (NEW YORK NY)
NY
06/27/1990 - 10/07/1999
KNICKERBOCKER SECURITIES, INC. (NEW YORK NY)
NY
07/21/1987 - 08/09/1988
KEANE SECURITIES CO., INC. (NEW YORK NY)
IA
Issued 09/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Walter Keay is the right advisor for you? Invested Better is here to help.
