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Walter Norman Schmidt

FHN Financial Securities Corp.

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About Walter Norman Schmidt

Walter Norman Schmidt is a financial professional with over 20 years of experience in the securities industry. Walter is registered with FHN Financial Securities Corp. in Illinois. Walter holds Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. Walter also holds the Securities Industry Essentials (SIE) exam. Walter is currently located in Chicago, IL.

Firm Information

Walter Schmidt is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Schmidt’s Registration & Firm History

IL

04/25/2001 - Present

FHN Financial Securities Corp. (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/30/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2001

Series 24 - General Securities Principal Examination

BC

Issued 03/25/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/28/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Norman Schmidt.
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