Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Norley is a registered representative with Luma Securities LLC. Walter has been in the financial services industry since 2019. Walter holds Series 79TO, Series 63, and SIE licenses. Walter is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/14/2023 - Present
Luma Securities LLC (NEW YORK NY)
NY
02/07/2019 - 11/13/2021
LUMA SECURITIES LLC (NEW YORK NY)
BC
Issued 05/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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