Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Flippin is a financial advisor who has been working in the industry since October 1998. Walter is currently registered with Wells Fargo Clearing Services, LLC, and has held previous registrations with A. G. EDWARDS & SONS, INC., and MORGAN STANLEY DW INC. Walter holds Series 3, 7, 31, 63 and 65 licenses and has a professional background in the insurance and investment industry. Walter specializes in financial planning, investment counseling, portfolio management for individuals and businesses, and pension consulting services. Walter is dedicated to providing personalized and comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/25/2010 - Present
Wells Fargo Clearing Services, LLC (WILMINGTON NC)
NC
08/30/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WILMINGTON NC)
NY
10/15/1998 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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