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Walter Matthew Malin

Cetera Financial Specialists LLC

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About Walter Matthew Malin

Walter Matthew Malin is a financial professional with over 25 years of experience in the industry. Walter is currently registered with Cetera Financial Specialists LLC in Maple Shade, NJ. Walter has previously been affiliated with C.J.M. Planning Corp. in Pompton Lakes, NJ and MML Investors Services, Inc. in Springfield, MA. Walter holds a Series 6, Series 63, Series 65 and SIE licenses. Walter is currently licensed in Arizona, Delaware, Florida, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, Virginia, Washington, and West Virginia.

Firm Information

Walter Malin is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Malin’s Registration & Firm History

NJ

10/24/2005 - Present

Cetera Financial Specialists LLC (MAPLE SHADE NJ)

NJ

06/20/2001 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

MA

04/07/1997 - 06/18/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 12/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Matthew Malin.
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