Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Peczon is a financial advisor who has been in the industry since August 30, 1997. Walter is currently registered with Techspeed Clearing LLC in California. Walter has previously been employed by several firms, including HI2 Securities, Inc., Peter Eilish Investments Securities, and SprinkleBrokerage, Inc. Walter has a wide range of experience and knowledge in the financial industry, having passed several industry exams, including the Series 7, Series 63, and Series 65. Walter is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/09/2022 - Present
Techspeed Clearing LLC (RANCHO SANTA MARGARITA CA)
NY
09/23/2021 - 11/28/2023
HI2 SECURITIES, INC. (NEW YORK NY)
TX
06/27/2022 - 10/12/2023
PETER ELISH INVESTMENTS SECURITIES (FORT WORTH TX)
CA
05/15/2023 - 06/29/2023
SPRINKLEBROKERAGE, INC. (SAN DIEGO CA)
FL
05/30/2018 - 02/04/2021
VELOX CLEARING LLC (MIAMI FL)
CA
02/08/2017 - 07/31/2017
VELOX SECURITIES, INC. (ANAHEIM CA)
TX
07/14/2011 - 01/03/2017
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
CA
03/06/2009 - 07/14/2011
FINANCIAL ADVISERS OF AMERICA, LLC (CARLSBAD CA)
CA
06/19/2006 - 12/09/2008
GOLD COAST SECURITIES, INC. (GOLD RIVER CA)
CA
04/24/2000 - 06/24/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
11/16/1995 - 08/28/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/16/1995 - 08/28/1998
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
CA
05/10/1994 - 11/03/1995
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
11/06/1989 - 06/13/1990
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
02/24/1988 - 04/27/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/15/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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