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Walter Martin Peczon

Techspeed Clearing LLC

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About Walter Martin Peczon

Walter Peczon is a financial advisor who has been in the industry since August 30, 1997. Walter is currently registered with Techspeed Clearing LLC in California. Walter has previously been employed by several firms, including HI2 Securities, Inc., Peter Eilish Investments Securities, and SprinkleBrokerage, Inc. Walter has a wide range of experience and knowledge in the financial industry, having passed several industry exams, including the Series 7, Series 63, and Series 65. Walter is committed to providing his clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Walter Peczon is currently registered with Techspeed Clearing LLC. Techspeed Clearing LLC is a Limited Liability Company formed in California on March 15, 2021. The firm is registered with the SEC and the state of California.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Peczon’s Registration & Firm History

CA

02/09/2022 - Present

Techspeed Clearing LLC (RANCHO SANTA MARGARITA CA)

NY

09/23/2021 - 11/28/2023

HI2 SECURITIES, INC. (NEW YORK NY)

TX

06/27/2022 - 10/12/2023

PETER ELISH INVESTMENTS SECURITIES (FORT WORTH TX)

CA

05/15/2023 - 06/29/2023

SPRINKLEBROKERAGE, INC. (SAN DIEGO CA)

FL

05/30/2018 - 02/04/2021

VELOX CLEARING LLC (MIAMI FL)

CA

02/08/2017 - 07/31/2017

VELOX SECURITIES, INC. (ANAHEIM CA)

TX

07/14/2011 - 01/03/2017

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

CA

03/06/2009 - 07/14/2011

FINANCIAL ADVISERS OF AMERICA, LLC (CARLSBAD CA)

CA

06/19/2006 - 12/09/2008

GOLD COAST SECURITIES, INC. (GOLD RIVER CA)

CA

04/24/2000 - 06/24/2004

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

NY

11/16/1995 - 08/28/1998

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/16/1995 - 08/28/1998

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

CA

05/10/1994 - 11/03/1995

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

CA

11/06/1989 - 06/13/1990

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

NY

02/24/1988 - 04/27/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2021

Series 24 - General Securities Principal Examination

BC

Issued 05/15/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Walter Martin Peczon.
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