Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Marcel Taylor is a financial advisor who has been in the industry since April 1991. Currently, Walter is registered with Charles Schwab & CO., Inc., in Lexington, KY. Walter was previously registered with PNC INVESTMENTS, NATCITY INVESTMENTS, INC., BANC ONE SECURITIES CORPORATION and J.J.B. HILLIARD, W.L. LYONS, INC.. Walter is a licensed investment advisor representative. Walter has been a Board Member for Baptist Health Foundation Lexington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
KY
02/03/2020 - Present
Charles Schwab & CO., Inc. (Lexington KY)
KY
11/13/2009 - 02/10/2020
PNC INVESTMENTS (LEXINGTON KY)
KY
05/19/2004 - 11/13/2009
NATCITY INVESTMENTS, INC. (LEXINGTON KY)
IL
04/30/2003 - 05/18/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
04/12/1993 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
KY
08/13/1992 - 12/22/1992
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
08/22/1990 - 07/22/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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