Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Louis Hill is a financial advisor currently registered with Carty & Company, Inc., where he has been since September 7, 1988. Walter holds multiple licenses including Series 1, 4, 7, 55, and 57, as well as the SIE. Walter has a strong background in the industry, having previously worked at Southern Securities Investment Bankers, Inc., from March 5, 1980, to August 29, 1988, and Philadelphia Life Asset Planning Company from October 29, 1970, to December 26, 1985. Walter is currently registered to sell securities in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
09/07/1988 - Present
Carty & Company, Inc. (Germantown TN)
NA
03/05/1980 - 08/29/1988
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
NA
10/29/1970 - 12/26/1985
PHILADELPHIA LIFE ASSET PLANNING COMPANY
BC
Issued 04/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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