Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Lloyd D'souza is a financial advisor with over 20 years of experience in the industry. Walter currently works with Commonwealth Financial Network and Manning Wealth Management, Inc. Walter provides financial planning and portfolio management services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/25/2022 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
06/02/2006 - 04/12/2022
MUTUAL OF AMERICA SECURITIES LLC (SAN DIEGO CA)
CA
06/02/2006 - 11/20/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (SAN DIEGO CA)
TX
03/12/2003 - 05/31/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
CA
10/02/2000 - 04/03/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 04/12/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Walter D'souza is the right advisor for you? Invested Better is here to help.
