Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Lee Brown is a financial advisor currently registered with Osaic Wealth, Inc. and has been in the industry since 1998. Previously, Walter Brown worked with Securities America, Inc., INVESTACORP, INC., NFP ADVISOR SERVICES, LLC, UBS FINANCIAL SERVICES INC., P.J. ROBB VARIABLE CORPORATION, TRANSAMERICA CAPITAL, INC., INTERSECURITIES, INC., CITIZENS INVESTMENT SERVICES CORP., and PFS INVESTMENTS INC. Walter Brown has a broad range of experience in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Charlotte NC)
NC
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Charlotte NC)
NC
01/05/2016 - 07/17/2020
INVESTACORP, INC. (Charlotte NC)
NC
01/24/2014 - 12/31/2015
NFP ADVISOR SERVICES, LLC (CHARLOTTE NC)
NJ
09/26/2013 - 12/16/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
04/22/2008 - 09/03/2013
P.J. ROBB VARIABLE CORPORATION (CHARLOTTE NC)
CO
03/31/2004 - 10/30/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
FL
06/23/2003 - 04/05/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
RI
03/20/2000 - 06/23/2003
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
GA
09/18/1996 - 03/17/2000
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 09/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/13/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Walter Brown is the right advisor for you? Invested Better is here to help.
