Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Cooper is a financial advisor with over 38 years of experience in the industry. Walter is currently registered with Osaic Wealth, Inc., based in Knoxville, TN. Previously, Walter was registered with SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, USLIFE EQUITY SALES CORP. and TRAVELERS EQUITIES SALES, INC. Walter holds Series 7, Series 63 and SIE licenses. Walter specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
09/01/2023 - Present
Osaic Wealth, Inc. (KNOXVILLE TN)
TN
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (KNOXVILLE TN)
TN
10/01/1997 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (KNOXVILLE TN)
NY
01/03/1986 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NA
07/24/1985 - 02/10/1986
TRAVELERS EQUITIES SALES, INC.
BC
Issued 10/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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