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Walter Lamerton

BNP Paribas Securities Corp.

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About Walter Lamerton

Walter Lamerton is a financial advisor registered with BNP Paribas Securities Corp. Walter has been in the securities industry since October 7, 1999. Walter has a variety of licenses and registrations, including Series 3, 7, 55, 57, 63 and SIE. Walter has worked for several firms in the past, including CREDIT SUISSE SECURITIES (USA) LLC, SANFORD C. BERNSTEIN & CO., LLC, COWEN AND COMPANY, SG AMERICAS SECURITIES, LLC, SG COWEN SECURITIES CORPORATION, BANC OF AMERICA SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Walter Lamerton is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Walter Lamerton’s Registration & Firm History

NY

07/11/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

09/19/2018 - 08/03/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/08/2008 - 09/24/2018

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

04/11/2005 - 03/26/2008

COWEN AND COMPANY (NEW YORK NY)

NY

04/26/2004 - 04/05/2005

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

04/02/2004 - 04/26/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

04/09/2002 - 03/01/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/16/1999 - 04/03/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/29/2000

Series 3 - National Commodity Futures Examination

BC

Issued 08/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Walter Lamerton.
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