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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Woodrick has been in the financial services industry since September 1998. Walter is a Registered Representative of LPL Financial LLC and is a Certified Financial Planner. Walter has over 25 years of experience in the financial services industry, working with clients in Florida, Tennessee, Mississippi, Texas and other states. Walter offers a range of financial services, including financial planning, investment management, and retirement planning. Walter has worked at several firms throughout his career, including Raymond James & Associates, Inc., Citigroup Global Markets Inc., A. G. Edwards & Sons, Inc. and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/10/2009 - Present
LPL Financial LLC (PORT ST. JOE FL)
FL
04/19/2006 - 04/15/2008
RAYMOND JAMES & ASSOCIATES, INC. (PANAMA CITY FL)
FL
11/28/2003 - 04/27/2006
CITIGROUP GLOBAL MARKETS INC. (PANAMA CITY FL)
MO
10/11/1999 - 12/09/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NC
09/01/1998 - 10/04/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 01/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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