Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Koller is a financial professional with over 30 years of experience in the industry. Walter is currently registered with Robinhood Financial, LLC. Previously Walter was employed with SG Americas Securities, LLC, Oscar Gruss & Son, Incorporated, and NF Clearing, Inc. Walter holds the Series 7, 24, 52TO, 53 and 63 licenses and the SIE certification. Walter is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2021 - Present
Robinhood Financial, LLC (New York NY)
NY
04/03/2012 - 09/28/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
01/06/2010 - 05/24/2010
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
11/28/2005 - 01/04/2008
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
PA
08/22/1989 - 10/18/2005
NF CLEARING, INC. (PHILADELPHIA PA)
BC
Issued 09/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/18/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Walter Koller is the right advisor for you? Invested Better is here to help.
