Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Keating Scott is a registered representative with Cambridge Investment Research Advisors, Inc. Walter Keating Scott has been in the financial industry since 1997. Walter Keating Scott has a Series 6, Series 7, and Series 66 license. Walter Keating Scott works out of the Morristown, NJ office of Cambridge Investment Research Advisors, Inc. Walter Keating Scott has experience with high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Walter Keating Scott offers financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
02/15/2025 - Present
Cambridge Investment Research Advisors, Inc. (Morristown NJ)
NJ
07/09/2004 - 10/19/2018
SIGNATOR INVESTORS, INC. (LIVINGSTON NJ)
NJ
08/13/1993 - 01/10/2001
TFS SECURITIES, INC. (LINCROFT NJ)
BOTH
Issued 11/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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